Category Archives: ELB Book Corner

ELB Book Corner: Nate Persily: “Election Administration and the Right to Vote” (in Zelizer/Greenberg Volume) 

I am very pleased to welcome to ELB Book Corner three contributors to the edited volume,  Our Nation at Risk: Election Integrity as a National Security Issue (Julian E. Zelizer & Karen J. Greenberg eds. NYU Press 2024). The second contribution is from Nate Persily:

The 2024 election is perhaps the third in a row to be perceived as an “existential” election, one in which the future of American democracy is considered at stake. It also promises to be a close election, not only for the presidency but also for both houses of Congress, which are governed by very narrow majorities. Although the stakes seem incredibly high and the country appears intensely polarized and equally divided, the anxiety surrounding the election is exacerbated by a loss of trust in the process and a receptivity to the most outlandish conspiracy theories. In addi­tion, with the January 6 insurrection breaking historical norms relating to the peaceful transfer of power, the prospect of political violence seems likelier than in recent decades.

This novel, toxic mix of stresses on the system requires that the coun­try reorient the election administration system in the direction of a safe and secure voting experience that produces trustworthy results. Even apart from the larger trends noted earlier, there are formidable chal­lenges to doing so. First, election administrators are operating in an arena of legal uncertainty. Most states have changed their laws—and many in very significant ways in either a more liberal or more restric­tive direction—since the last presidential election.

Second, many election officials who are applying these uncertain laws have never run an election before. The job of an election worker has become increasingly difficult—and in some instances, frightening and intolerable—since 2020. Election officials face death threats, burdensome dilatory public records requests, online and offline harassment, and mul­tifaceted political pressure and scrutiny.  As a result, a large number of election officials, somewhere in the range of a quarter to a third na­tionwide, have resigned between the 2020 and 2024 elections.  A large cadre of novice election officials will be interpreting and enforcing brand-new election laws in an environ­ment of unprecedented scrutiny wherein even a perfectly run election may end up being mischaracterized as dysfunctional.

Third, election officials and other authoritative sources of election-related information are not trusted by large shares of the population, and in any event, they will have a difficult time breaking through the cacoph­ony of misinformation on social media. Several different phenomena are at work here. Because of the relentless attacks on election officials’ trust­worthiness, large shares of the population are already predisposed not to believe what these officials have to say. In addition, even for audiences receptive to the messages of election officials and their allies, news re­lated to the election process will be dominated by the loudest elites, not to mention professional disinformation campaigns. Because of the fracturing of the social media ecosystem and the decline of platform content moderation related to elections (for political, economic, legal, and other reasons), falsehoods related to the voting process may gain a greater audience than they did in 2020.

These challenges cannot be solved, but they can be mitigated. First, we need clear rules for administration of the election.  In the remaining cases currently in litigation, courts must bring them to a close immediately.  The only administrative changes to the voting process in the next two months that should be tolerated are ones that resolve new and emergent problems as voting gets underway, not changes that could have been made months ago.

Second, election officials need resources both to administer and to communicate about the election process. The federal government and the states need to provide funds to address the unique challenges election officials face. This includes funds for well-resourced communications departments and for cybersecurity and physical security.

Third, local civil society ac­tors from the business and faith communities need to be integrated into the system in order to vouch for the security of the process. There are few, if any, national or statewide figures who are trusted by both sides. Trusted local leaders without clear political affiliations should be en­listed to signal their confidence in the local system of election adminis­tration. See https://pillarsofthecommunity.org/ .

Finally, states and election departments need to do all they can to discover and address problems at the earliest possible moment and to complete the vote counting as expeditiously as possible. Although of­ficials cannot control the pace of wild falsehoods leveled at the process, they can try to shrink the postelection time period in which those false­hoods might catch fire.

Even with all this preparation, though, we need to be humble in our ability to predict the election administration challenge for 2024. One lesson learned from the recent history of election administration is that new, unforeseen challenges seem to emerge with each election. The best we can do now in this environment of great uncertainty is to support and get resources into the hands of the officials who will administer the election and to do what we can to shield them from the threats posed by the most irresponsible actors in the system.

Share this:

ELB Book Corner: Lindsay Langholz: “The Electoral Count: New and Improved” (in Zelizer/Greenberg Volume) 

I am very pleased to welcome to ELB Book Corner three contributors to the edited volume,  Our Nation at Risk: Election Integrity as a National Security Issue (Julian E. Zelizer & Karen J. Greenberg eds. NYU Press 2024). The first contribution is from Lindsay Langholz:

January 6, 2021, looms large as we approach our first presidential election since President Trump’s failed schemes to overturn the results of the last.  No one reading ELB Posts needs a recounting of the violence and chaos, but sometimes forgotten in the reflections on one of our darkest days is the relatively obscure law at the heart of those efforts to undermine a free and fair election.

Trump and his legal team concocted a plan that would have fake certificates for slates of electors submitted to Congress in seven states, where Trump was not certified as the winner, and pressure then-Vice President Mike Pence to refuse to count the certified electoral votes from those same states. The plan was for pressure to then be applied to those states to change the outcome and eventually certify the election for Trump’s electors. All this skullduggery was pinned on purported vagaries in an 1887 law, called the Electoral Count Act.

In their final report, the January 6th Select Committee’s first listed recommendation was for Congress to reform the Electoral Count Act of 1887  “to deter other future attempts to overturn Presidential Elections.”  Experts from across the political spectrum joined this call for reform, describing the 1887 law as “woefully inadequate,” “outmoded” and “poorly drafted.” In December 2022, the Electoral Count Reform Act was passed within an omnibus bill.  The new law makes important changes, including clarification of the Vice President’s role in overseeing the Joint Session where electoral votes are counted, raising the threshold for objections, and designating one state official who is responsible for submitting the state’s certified slate of electors.  The law also creates a system for expedited judicial review.

With the 2024 presidential election upon us, the question arises: will the Electoral Count Reform Act be enough to prevent another electoral count crisis? Our piece for Our Nation at Risk looks at the history that led to the 1887 law, how it held up during contentious moments, including the 2020 presidential election and its aftermath, and the lingering vulnerabilities left unaddressed by the Electoral Count Reform Act of 2022. I’d like to highlight one in particular: the role of federal courts in resolving disputes over the certification of electors.

The Big Lie, the disproven theory that the 2020 presidential election was illegitimate because it was stolen, and election denialism have only calcified over time.  Election deniers now hold roles key to election administration and oversight in nineteen states. And groundwork is being laid to question the results of this year’s presidential election by influential groups, officeholders, and candidates.  Will it effect the outcome in 2024?  To take one example, Georgia’s State Election Board recently passed two rules that have either laid the foundation for catastrophic obstruction of the certification of election results or will make little difference, depending on who you ask.  For what it is worth, I think each reading of the Board’s recent decision has merit.  It is the uncertainty, the reasonableness of the disagreement, that is giving me heartache.  Because the entity who will be in the position to ultimately sort out such controversies, the United States Supreme Court, has not inspired much confidence to do so soberly, with the judicial restraint required.  One need look no further than this past term to understand why the Court’s approval ratings remain at near historic lows. The Court’s harrowing decision in Trump v. United States reveals the extent to which the majority will bend, or even flagrantly ignore, the Constitutional text, precedent, and even the all-important history and tradition, to reach the political and/or ideological outcome it prefers.  

Structural problems remain, including the Court’s willingness to pursue its preferred ends at seemingly any cost to our democracy, and it would be foolish to assume our work to avert another electoral crisis is done. But ECRA was unquestionably a necessary, positive reform and we are entering the 2024 presidential election safer because of it.

Share this:

ELB Book Corner: Bob Bauer: “Law and Ethics in the Domain of Campaign Finance”

I’m pleased to welcome Bob Bauer to the ELB Book Corner, writing about his new book, The Unraveling. Here is the second of three guest posts:

One chapter of the Unraveling is devoted to my long-standing view that the standard reform arguments for extensive federal campaign finance regulation are misguided. Much of the reform case rests on dated or skewed assumptions about how the political process operates. Too little account is taken of the dismal experience with the efficacy and cost of complex rules. In the end, key recurring issues of money-in-politics require holding political actors accountable for their ethical choices.

It is important, first, to picture as clearly as possible the motives of the most influential financiers of the political system. Many are not interested in putting their campaign spending to use in buying policies for their own benefit. They pursue ideological commitments and party preferences:  they look to be in on the action. This was true in the past, as in the role that big money played in the challenges to Lyndon Johnson’s and George W. Bush’s reelection campaigns. It is true today in both parties. Consider, most recently, the role of those major donors who pushed hard for President Biden to withdraw from the ticket, pledging to withhold any further funding unless he did so. 

Those who have narrower policy objectives, such as major industries or companies experienced in federal legislative affairs, generally have modest appetites for campaign spending. It can be political messy and functionally inefficient:  lobbying is often the far better route to the achievement of their goals.

What about politicians on the other end of these relationships, who have to raise money and risk potentially trading policy commitments for cash? It has become clear that the outright bribe as a problem is less common than the advantage of money in achieving “access.” This is complicated, because those who support a candidate or party may reasonably expect recognition— calls returned, requests for appointments granted. The Roberts Court has given a measure of constitutional protection to this politics of “access.”

The law struggles with defining and enforcing the line between the gaining “access” and sale of office. The answers, which can never be wholly clear or satisfactory, lie in ethical politics.  Years ago, in his book, Ethics in Government, Paul Douglas offered the example of a “decent interval” a politician should observe between casting a vote and proceeding to raise money off of it. In the famous “Keating Five” case, the Senate Ethics Committee censured one United States Senator who, it found, “linked” to an impermissible degree fundraising and the conduct of his office. The best politicians—the most ethical— try to avoid doing this, and many do a decent job of it.

I note in the book the time and effort federal campaigns and their lawyers put into “vetting” their donors. The vetting standards established by politicians are a meaningful measure of ethical self-definition. The law may allow them to take certain money; they may—and in particular cases, should— decide not to do so. The public can then evaluate the choice they make.

My views annoyed some Democrats but also sparked clashes with the late Senator and campaign finance reformer John McCain. He urged my party to fire me. He even suggested that I was motivated by the legal fees I earned. That was a bit much. I support reasonable campaign contribution limits, source restrictions, and disclosure requirements, but history shows that expectations of what the law can and should do are appropriately modest. On the really hard questions, we must hold politicians and parties accountable for choices beyond the reach of law but squarely within the domain of ethics.     

Share this:

ELB Book Corner: Diana Dwyre and Robin Kolodny: “Things Stay the Same”

I am pleased to welcome Diana Dwyre and Robin Kolodny to the ELB Book Corner, authors of the new book, The Fundamentals of Campaign Finance: Why We Have the System We Have (University of Michigan Press). The 30% discount code for ELB readers is UMF24. The book is also available in open access: https://doi.org/10.3998/mpub.9813302. This is the final of three posts.

Things Stay the Same

We do not offer a plan for reform in the final chapter of our book. Instead, we evaluate reform efforts made in U.S. states and by local governments to change the type of candidates who run for office, increase competition between candidates, stimulate voter engagement and turnout, reduce the amount of electoral spending and the time candidates spend fundraising, and encourage small donor participation to limit the influence of wealthy donors.

None of the reform efforts fully achieve their goals because they do not happen in a vacuum.  As a federalist system, federal supremacy can limit or stop reforms entirely. Corruption is a structural concern in capitalist democracies, and freedom of speech leads to unequal political access. Meanwhile, elections at different levels of government happen alongside reformed systems, causing endless confusion and slow (at best) enforcement.

These and other fundamental features of the U.S. system explain why reform efforts are set up to fail. Our story of the rise and fall of the 2002 Bipartisan Campaign Reform Act (BCRA) makes this clear, as the courts picked off one limit after the other in the name of free speech. Moreover, campaign finance actors often find ways around disclosure requirements and contribution limits. Prohibitions on what sort of campaigning can happen just before elections bump up against First Amendment claims and are bound to be challenged for going too far. Attempts to mandate that personal wealth cannot be spent on political speech fell easily. Even literally giving people money (vouchers) to pass on to candidates isn’t enough inducement to make Americans engage with elections.

We do not oppose reform. We recognize, however, that reforms often fall short of their intent. For instance, gridlock is baked into the FEC’s structure with six commissioners who can cast a 3-3 vote and thus take no action, and a good deal of campaign finance activity is not disclosed, such as the identity of donors to and much of the spending by 501(c) nonprofit organizations.

If the Supreme Court continues to pursue its deregulatory approach that interprets limits on campaign spending as limits on political free speech, it will be difficult to curb unlimited spending. Even if the Court began to allow some restrictions (assuming today’s highly polarized Congress could enact such rules), or if the Constitution is amended to overturn Citizens United (highly unlikely), elections in the U.S. would continue to play out within a system that privileges those with resources. Business interests already spend significantly larger amounts on lobbying than campaign activity, and the most effective lobbying efforts now focus on regulatory agencies in the post-legislative phase of policymaking. Additionally, we show in chapter 6 how 18 unopposed House candidates in 2020 still raised significant amounts of money, most of it from traditional PACs. Not every monied interest puts their energy into changing the players.

Fundamental features of the U.S. political and economic systems limit the options available for erecting guardrails designed to promote political equality. However, the nature of communication has shifted dramatically so that the voices of the masses may more easily be heard. The internet and social media allow virtually anyone to engage in politics for little or no cost, and ideas can gain enough traction to influence political engagement. Thus, we remain optimistic that money is indeed not everything in American politics.

Share this:

ELB Book Corner: Diana Dwyre and Robin Kolodny: “The Triumph of Free Speech”

I am pleased to welcome Diana Dwyre and Robin Kolodny to the ELB Book Corner, authors of the new book, The Fundamentals of Campaign Finance: Why We Have the System We Have (University of Michigan Press). The 30% discount code for ELB readers is UMF24. The book is also available in open access: https://doi.org/10.3998/mpub.9813302. This is the second of three posts.

The Triumph of Free Speech

How do we both promote freedom of speech in American democracy and allow everyone to be heard? The answer is, we don’t. Today’s court doctrine on campaign finance clearly privileges freedom of speech over any other democratic value. We highlight key cases since the 1970s to show how the tension between limiting speech or limiting access happened incrementally as cases focused increasingly on the free speech rights of contributors and spenders. Whose speech is free? The 1970s reformers thought the distinction between an individual person and a corporation was clear. But critics pressed the court to allow exceptions first for non-profit corporations, then for corporations with a public purpose, and eventually for any corporation.

There have been many changes since 1976 when the Supreme Court declared in Buckley v. Valeo that contributions made directly to candidates and parties may be limited because they can cause corruption but independent expenditures do not pose a corruption concern and limiting them violates the First Amendment’s guarantee of free speech. At first, the Court upheld laws they agreed could combat corruption, such as their decision in McConnell v. Federal Election Commission (2003) upholding the 2002 Bipartisan Campaign Reform Act (BCRA) ban on party soft money. By 2007, the Court shifted its campaign finance jurisprudence in a decidedly deregulatory direction to protect corporations’ free speech rights.

President George W. Bush’s 2005 appointments of John Roberts as Chief Justice after William Rehnquist’s death and of Samuel Alito to replace retired Justice Sandra Day O’Connor gave the Court a conservative majority that applied the freedom of speech standard to rules designed to reduce the influence of money in American elections to curb corruption. Moreover, as Ann Southworth documents in Money Unleashed: The Campaign to Deregulate Election Spending (Chicago 2023), as the new conservative majority emerged, a network of conservative lawyers, advocacy groups, government officials and big contributors successfully challenged many campaign finance restrictions in the courts on First Amendment grounds. These deregulatory decisions have had a dramatic effect on who funds U.S. elections.

The relative participation of various campaign finance actors has shifted dramatically from strongly regulated candidates, parties, and PACs to hardly limited 527 groups, 501(c) nonprofits, and especially super PACs. In 1996, PAC contributions and independent expenditures constituted 84% of all non-candidate spending in federal elections, and party contributions, coordinated and independent expenditures were the remaining 16%. In 2002, the last election before BCRA, party soft money was 60% and traditional PAC contributions and independent expenditures constituted 35% of total non-candidate spending. The 2010 Citizens United and SpeechNow.org decisions extended political free speech rights to all corporations to raise and spend unlimited amounts, paving the way for the emergence of super PACs. By 2012, super PACs did over 32% of the non-candidate spending, traditional PACs 22%, and parties only 14%. By 2020, super PAC spending constituted almost 60% of all non-candidate spending, while traditional PACs made up only 9% and parties only 8% of the total. This is a striking shift in the relative participation of campaign actors from PACs (once the big spenders) and parties (thought to be the most accountable and least polarizing campaign actors), which must raise money in limited amounts to combat corruption and fully disclose all their contributors, to super PACs, which can raise and spend unlimited amounts and may receive unlimited anonymous funds from 501(c) nonprofits that do not have to disclose their contributors. So, whose speech is free?

Share this:

ELB Book Corner: Diana Dwyre and Robin Kolodny: “Capitalism, Campaign Finance, and Policymaking”

I am pleased to welcome Diana Dwyre and Robin Kolodny to the ELB Book Corner, authors of the new book, The Fundamentals of Campaign Finance: Why We Have the System We Have (University of Michigan Press). The 30% discount code for ELB readers is UMF24. The book is also available in open access: https://doi.org/10.3998/mpub.9813302. This is the first of three posts.

Capitalism, Campaign Finance, and Policymaking

We are grateful to Rick Hasen for the opportunity to post about our new book, The Fundamentals of Campaign Finance: Why We Have the System We Have. Our posts highlight the book’s arguments, using edited excerpts from the book.

Today’s post highlights one of the book’s central themes: the U.S. campaign finance system exists in and is fundamentally shaped by the American capitalist economic system. This is not news to ELB readers, but it helps explain why our book does not offer a remedy for a broken campaign finance system. From the first elections in the new republic to today’s complex system of rules for financing elections at all levels, free market principles and practices influence how money is raised and spent in elections, who gets elected, and what policy solutions are possible. The founders were keenly aware that the unequal distribution of resources naturally occurring in a free-market system would be the basis of much of the nation’s political conflict. The new government was designed to manage these conflicts so that those with fewer resources (a majority) did not deny those who control more resources (a minority) their right to economic liberty in the free market economy. Thus, it is not surprising that there was never a doubt that America’s campaigns would be paid for with private rather than public sources of money.

At first, wealthy men used their own money to stand for office. Then, as parties emerged and ran career politicians for office, campaign funds came from government workers who owed their jobs to the party in power, a system ended by the Pendleton Act in 1883. As America industrialized, corporations poured money into campaigns to ensure a minimal regulatory state, and party bosses nominated candidates friendly to corporate interests. Eventually, Congress banned corporate contributions (with the 1907 Tillman Act), required disclosure, and imposed spending limits (with the 1910 Federal Corrupt Practices Act and its 1911 and 1925 amendments). Yet, without effective enforcement, these reforms were largely ignored. Even as Democrats began to receive campaign support from newly powerful labor unions in the 1930s, both parties were (and still are) largely reliant on corporate funders for campaign resources. Today, we often hear that corporate influence in our political system has reached unprecedented levels. Increasing corporate campaign spending (not adjusted for inflation or population growth) is cited as evidence. If the reported money today surpasses the figures from 1976, it is assumed that influence is on the rise. Yet, corporations influence policymaking in other, perhaps more effective ways as well.

We tie arguments about business’s structural power to the fundamentals of campaign finance. Do you ever wonder why the political reaction to a major economic catastrophe such as the 2008 global financial crisis is to make only minor policy adjustments? We remind our readers that 84% of Americans work for the private sector. Business leaders do not have to make campaign contributions to influence lawmakers, as they can threaten to lay off workers or move operations elsewhere if elected officials do not support their preferred policies (Lindblom 1982). Powerful interests also use what Bachrach and Baratz (1962) call the “second face of power” to keep issues off the political agenda that are contrary to their interests, such as universal health care and strict environmental regulations. We should expect businesses to do what they can to portray policy issues as benefitting the ‘average’ American, and to ensure that lawmakers do not try to counter their interests, corporations closely monitor officials by spending far more on lobbying than on financing campaigns.

Share this:

ELB Book Corner: Bob Bauer:  “A Common Question about ‘The Unraveling’”

I’m pleased to welcome Bob Bauer to the ELB Book Corner, writing about his new book, The Unraveling. Here is the first of three guest posts:

Since the publication of my book, The Unraveling, I have been asked why, during this norm crushing experience with Donald Trump, I chose to ground my reflection in a fair degree of professional self-criticism. The objection goes something like this: whatever second thoughts you have had on positions taken or advice given, your sins and those associated with Trump’s brand of politics must be weighed on different scales.

I note, first, that my self-examination only goes so far. There are controversial positions I’ve taken, say, on money and politics, which have not changed radically over the years. I continue to believe that continued reliance on the post-Watergate model of campaign finance regulation is mistaken (and futile).

However, on other topics, it seems to me that if we are going to have a productive debate about reviving the norms of democratic politics the conversation should open with some show of humility. When will-to- win becomes overpowering, because the issues are deemed existential, ends are soon supposed to justify the means. Both parties can fall into this trap, though one of them—Trump’s—sees this not as a trap but as the portal through which to march to political dominance.

I suggest in the book that norms are upheld or weakened as a result of individual choices that all those in political or government positions make. A norm is an abstraction, made meaningful by what an actor chooses to do in particular circumstances. How actors make these choices defines an ethical politics, and a politics devoid of ethics is not really “democratic politics.” I share the view expressed by the political theorist Bernard Crick in his “defense of politics: that “to act morally in politics is to consider the results of one’s actions,” and that “however convinced [men and women are] of the rightness of their party, they must compromise its claims to the needs of some electoral and legal framework.”

I offer the example from early in my career of the Democrats making a run at bringing the Internal Revenue Service into the business of containing “negative” campaign speech for which then-available tax credits would be denied. They did not care for negative campaigning, in large part because they did not care for the success of these attacks in the Republican resurgence culminating in the 1980 election of Ronald Reagan. Putting the IRS in the middle of judging the ‘negative” quality of campaign speech was a dreadful idea. The proposal went nowhere but my advocacy of this proposal reflected ethical tone deafness. And— with qualifications—the same goes for the use of the RICO statute to undermine then majority whip Tom DeLay’s plans to spend massive “soft” money to retain Republican control of the body.

To address these issues forthrightly is not by any means to engage in “moral equivalency.” I am second to none in my disgust with Trumpist political attacks on democratic norms and institutions. But the book looks to the common ground that Democrats and Republicans can find to resist the worst of what this kind of politics, and an unethical politics more generally, portends for the health of the democracy. In The Unraveling, I address urgently needed short-term and longer-term responses to the currently troubled state of democratic self-governance, including presidential abuse of power, the controversies over the Supreme Court, the rise in the resort to the impeachment process, and the challenge to professional, nonpartisan election administration. I describe my involvement in those projects, working with any and all who share these concerns, while remaining a very committed Democrat.

Share this:

ELB Book Corner: Ann Southworth: “Some Implications”

I am pleased to welcome Ann Southworth to the ELB Book Corner, author of the new book,  Big Money Unleashed: The Campaign to Deregulate Election Spending (Chicago). The discount code for ELB readers is BIGMONEY2023.  This is the final of three posts:

Here I briefly describe one theme explored in the second half of Big Money Unleashed.

As noted in my first post, opponents of campaign finance regulation borrowed and improved upon a model of constitutional change forged by civil rights and civil liberties activists in an earlier era. That model of law reform attracted substantial criticism in the Warren and Burger Court years, mostly but not exclusively from the political right. Critics argued that unelected judges and activist lawyers were exercising powers that properly belonged to the elected branches and that they were proclaiming rights not found in the Constitution, using illegitimate methods of interpretation and reasoning. As the composition of the federal judiciary changed to include more judges drawn from and vetted by Federalist Society and Heritage Foundation networks, and as conservatives created a field of legal-advocacy organizations to pursue constitutional rights claims through the courts, liberals and conservatives swapped roles in these debates. Liberals and progressives are now more often the ones crying foul and raising concerns about the legitimacy of the process, as conservatives pursue and win major rulings, some of which are antithetical to the goals of the movements that pioneered the strategies.

The story told in Big Money Unleashed demonstrates—if any such evidence were necessary—that the development of constitutional law in the U.S. does not stand apart from politics. Lawyers, advocacy groups, and political and financial patrons worked through the courts to alter what falls into the category of constitutionally protected free speech and association. As they sought to expand constitutional protection for campaign spending, they made common cause with advocates and financial backers who saw how free speech claims could be similarly useful in other policy battles—e.g., over economic regulations, union activities, consumer protection, abortion, and LGBTQ rights. An emerging conservative media ecosystem helped to disseminate these ideas about the meaning of the First Amendment. Many of the same players were also active in federal judicial nomination and confirmation battles.

Critics of the Supreme Court’s First Amendment jurisprudence, such as Jeremy Kessler and David Pozen, identify a deeply inegalitarian tendency that has become more pronounced during the Roberts Court era. They say that free-speech doctrine now operates much like the Lochner era’s Fourteenth Amendment jurisprudence, enabling powerful actors to thwart economic and social welfare regulation. Speech law has veered quite far from its origins in claims on behalf of political dissenters in the early twentieth century.

Those who hope to loosen constitutional law’s constraints on regulating money in American politics have extraordinarily difficult work ahead. The process that generated current campaign finance law involved battles over judicial appointments, but it also entailed substantial investments in legal theories, institutions, networks, coalitions, and messaging. If the doctrine now tilts too far toward a libertarian conception of the First Amendment, and if it rests on a flawed conception of responsive democracy that prioritizes responsiveness to major donors over accountability to the people, achieving a better balance will require major long-term investments like the ones that got us here.

Share this:

ELB Book Corner: Ann Southworth: “The Players and the Process”

I am pleased to welcome Ann Southworth to the ELB Book Corner, author of the new book,  Big Money Unleashed: The Campaign to Deregulate Election Spending (Chicago). The discount code for ELB readers is BIGMONEY2023.  This is the second of three posts:

I’ll turn now to the roles played by lawyers, legal advocacy groups, and political and financial patrons in the process of reshaping First Amendment law to prevent most regulation of money in politics.

My interest in this topic grew out of research for another book, Lawyers of the Right: Professionalizing the Conservative Coalition (2008), a group portrait of the lawyers active in the conservative legal movement. That book explored the role of lawyer networks in generating ideas necessary to change law, cultivating credibility for those ideas, pursuing law reform campaigns modeled on those of public interest law groups of the political left, and building litigation alliances. It also considered the challenges of managing deep differences in the policy priorities of the primary constituencies of the conservative legal movement. These constituencies mostly avoided direct conflict with one another in Supreme Court litigation during the period covered by my research, but they generally did not actively assist one another. Campaign finance regulation was an exception; organizations linked with all the major constituencies of the Republican alliance joined together on the same side. I found it puzzling that social conservatives assisted in a battle that seemed likely to benefit primarily wealthy individuals and corporations, perhaps even at the expense of the more populist elements of the Republican alliance.

The story of Big Money Unleashed begins in the 1970s, when entrepreneurial lawyers demonstrated how a policy dispute over campaign finance regulation could be transformed into a constitutional battle waged through the courts. They received support from wealthy individuals of the political left and right who wanted greater freedom to use their money in elections and from politicians who wanted that financial backing. The effort gathered momentum as opponents of regulation established specialized groups to challenge restrictions, recruited ideologically committed lawyers, and introduced and reworked ideas to unite disparate groups and constituencies (or at least the lawyers for these groups and constituencies) around the idea that regulating campaign spending amounts to censoring political expression. Lawyers generated legal theories, found sympathetic plaintiffs, and organized amicus support and media strategies. Opponents of regulation tapped into legal mobilization around abortion, guns, and Tea Party activism, as well as populist mistrust of elites, framing the effort as a fight on behalf of the little guy’s right to engage in free speech. They were attentive to signals from the justices. The ACLU and some labor groups offered partial support. The Federalist Society’s Free Speech and Election Law Practice Group served as a site for cultivating arguments and coordinating strategy.

Kentucky Senator Mitch McConnell played a central role. He led Republican opposition to campaign finance legislation, assembled teams of lawyers to challenge regulations in the courts, recruited FEC commissioners who shared his opposition to regulating campaign finance, and oversaw the appointment of federal judges who would be receptive to this deregulatory agenda (and other Republican priorities). He deployed his considerable fundraising prowess to raise money that Republican leaders could use to try to hold the fractious G.O.P. coalition together.

Big Money Unleashed is an account of the creation of constitutional doctrine that gives Mitch McConnell and other opponents of regulation confidence that they will prevail in the courts, even if legislators try to impose new restrictions on money in American politics.

Share this:

ELB Book Corner: Ann Southworth: “$peech”

I am pleased to welcome Ann Southworth to the ELB Book Corner, author of the new book,  Big Money Unleashed: The Campaign to Deregulate Election Spending (Chicago). The discount code for ELB readers is BIGMONEY2023.  This is the first of three posts:

$peech

            I am grateful to Rick Hasen for the opportunity to post about my new book, Big Money Unleashed: The Campaign to Deregulate Election Spending. My posts today, Thursday, and Friday sketch the book’s argument and some implications, using edited excerpts from the book.

Americans across party lines believe that reducing the influence of money in politics should be a top policy priority. But legislators are constrained in responding to these concerns by Supreme Court decisions finding that most campaign finance regulations violate the First Amendment. The text of the First Amendment does not mention campaign finance, of course. How then did we arrive at a constitutional understanding that impedes legislative action in this area? 

 Most ELB readers are familiar with the broad history of the doctrine. In Buckley v. Valeo (1976), the Court issued a compromise ruling on the constitutionality of election reform legislation adopted in the wake of the Watergate scandal. Buckley upheld the statute’s contribution limits but found that the law’s limits on independent expenditures violated the First Amendment’s guarantee of free speech and association. The Court ruled that the only constitutionally permissible reason to regulate campaign finance was to prevent corruption and the appearance of corruption; government could not limit money in politics to promote political equality. The justices’ votes cut across ideological and partisan lines.

For years after Buckley, the Court upheld campaign finance laws that could be construed as fighting corruption, but it has invalidated or severely limited nearly every campaign finance regulation it has considered since 2006. (Federal Election Commission v. Wisconsin Right to Life (2007), Davis v. Federal Election Commission (2008), Citizens United v. Federal Election Commission (2010), Arizona Free Enterprise Club’s Freedom PAC v. Bennett (2011), American Tradition Partnership Inc. Bullock (2012), and McCutcheon v. Federal Election Commission (2014).) The majority opinions in these sharply divided rulings treat campaign finance regulation as a dangerous form of government censorship.

What explains the sharp deregulatory turn? The most important and obvious part of the answer is about judicial appointments. The Supreme Court assumed a more hostile stance toward campaign finance laws as Republican-appointed justices vetted through the conservative legal movement gained control. Justice Samuel Alito’s arrival on the Court to replace Justice Sandra Day O’Connor gave opponents of campaign finance regulation the majority they needed to strike down these laws.

But that is not the whole story. The central claim of Big Money Unleashed is that this change in constitutional law is the result of a long-term project in which lawyers, advocacy organizations, and their political and financial patrons also played key roles. Drawing from anonymous interviews with fifty-two lawyers who participated in major cases, as well as public records and archival materials, the book explores how these actors constructed an understanding of the First Amendment that makes most campaign finance regulation vulnerable to constitutional challenge. They pursued a litigation campaign modeled on the NAACP’s strategy for attacking racial segregation. The justices participated in developing the law, of course, but so did the attorneys who devised the theories necessary to support the doctrine, the legal advocacy groups that advanced those theories, the patrons who promoted and financed these efforts, and the networks through which these actors coordinated strategy and held the Court accountable. There was nothing inevitable about how those theories, actors, and resources came together to create new law, and there was nothing inevitable about the doctrine that resulted from this effort.

As a result of this litigation campaign, claims about the meaning of the First Amendment that were novel when introduced decades ago are now firmly embedded in constitutional law. That law is a source of power for those with big money to wield in elections and for the politicians who attract support from big money players.

Share this:

ELB Book Corner: Mary Zielger: “Abortion and Overcoming Popular Will”

I am pleased to welcome Mary Ziegler to the ELB Book Corner, author of the new book, Dollars for Life: The Anti-Abortion Movement and the Fall of the Republican Establishment (Yale, 2022). Here is the final of three posts:

The antiabortion movement long made the argument echoed in Dobbs: that Roe had short-circuited a process of public deliberation, and that American democracy would be stronger if elected representatives, rather than judges, made decisions about abortion. The Dobbs Court itself stressed this argument in explaining the decision to dismantle the right to choose abortion. For years, some within the movement had suggested that returning the issue to voters would benefit the movement—and not just because federal constitutional challenges would be off the table. From the 1970s onward, some within the movement believed that most Americans would seek to criminalize abortion if they truly understood what it was.

But from the 1960s onward, the antiabortion movement saw the protection of the fetal person as far more important than popular politics. That made campaign finance rules more important: if the abortion fight was about who exercised power, rather than about what voters wanted, then campaign spending could give a movement with an unpopular position a much-needed edge.

By the 2010s, antiabortion groups had tied their campaign finance work to efforts to what they framed as ballot integrity work. Bopp, the general counsel of the National Right to Life Committee, worked with Judicial Watch and attorneys like Cleta Mitchell to devise strategies to make it harder to vote; antiabortion attorneys drafted and defended voter ID laws. Bopp became general counsel for True the Vote, defending the group in court and challenging early and mail-in-balloting schemes in the lead-up to the 2020 election.

After the January 6th attack, movement leaders only redoubled this work. The Susan B. Anthony List and Family Research Council launched a project to limit early and mail-in balloting. The Thomas More Society invested in the Amistad Project, which had sought to overturn the 2020 election and more recently championed the independent state legislature theory.

The movement’s involvement with voting and campaign finance in part reflects broader changes to the Republican Party. Deepening political polarization and negative and affective partisanship, along with the rise of conservative media, had fueled the emergence of populist candidates interested in catering to the base, while using tools like gerrymandering to make it harder for others to vote.

But antiabortion leaders had their own reason for devising strategies to make it harder for voters to register their views on reproductive rights. Polls after Citizens United and Dobbs showed that voters were still against sweeping bans—if anything, in states where criminal laws were in force, opposition only hardened. The result of ballot initiatives confirmed that voters might not be friendly to the movement’s strategies (the abortion-rights side prevailed in six of six initiatives in 2022).

The story in Dollars for Life is about a movement seeking to change the law and broader society without changing hearts and minds. That process is ongoing: in Ohio, lawmakers are experimenting with a strategy to make it harder for voters to approve ballot initiatives; Republicans in other states have also considered steps to make it harder for voters to put abortion on the ballot.

That story also has important lessons for those seeking to reverse Dobbs. The antiabortion movement had a clever litigation strategy and tremendous patience, but by the 1990s, the movement’s savviest players understood that it might never win unless there were broader changes to the way elections worked and the way the Supreme Court as an institution functioned. Over the past half century, the abortion struggle has become a battle about not just reproductive rights but voting rights and campaign finance. And just as smart lawyering would never have been enough to get rid of Roe, much more will be needed to undo Dobbs.

Share this:

ELB Book Corner: Mary Zielger: “Transforming the Republican Party”

I am pleased to welcome Mary Ziegler to the ELB Book Corner, author of the new book, Dollars for Life: The Anti-Abortion Movement and the Fall of the Republican Establishment (Yale, 2022). Here is the second of three posts:

The consensus view of political scientists and historians for some time had been that the GOP had said all the right things when it came to abortion but used very little political capital on the issue, when it came to judicial nominations, federal legislation, or executive orders. That was how antiabortion lawyers understood the lay of the land after Casey. Lawyers for groups like the National Right to Life Committee believed that Republican presidents preferred to pick the justices who would be the most easily confirmed—and ultimately made decisions to maximize their own electability.

This kind of justice, in turn, would be more likely to worry about the institutional legitimacy of the Court, or about her own legacy. These kinds of considerations might lead to hesitation when the moment came to consider the reversal of Roe. To get Roe reversed, antiabortion lawyers believed in the 1990s, would require justices who cared less about public opinion and were indifferent to backlash. That, in turn, seemed to require a very different kind of Republican leadership.

For the moment, it seemed that Republican leaders prized electable candidates, at least in national elections. Antiabortion leaders pointed as an example to the 1996 campaign of Pat Buchanan, a kind of proto-Trump who railed against working women, called for the criminalization of abortion, and waved a literal pitchfork. Republican primary voters had adored Buchanan early in the 1996 election season, especially compared to Bob Dole, the dull and dour senator from Kansas, but many in the GOP feared that Buchanan was too extreme for general election voters, and major donors and party leaders managed to bury Buchanan’s candidacy in a mountain of soft money. For the leaders of groups like the National Right to Life Committee, the key was to find a way to ensure the success of the next Pat Buchanan—and to counterbalance the financial muscle of traditional party leaders.

Most simply, focusing on campaign finance might make it easier for Republicans—who historically outraised the competition—to win elections and cast votes against abortion. But the movement’s vision for campaign finance was more complex. Becoming adept at circumventing existing rules—or helping to lead the charge to gut them in Congress or court—could make the antiabortion movement seem to be a more valuable political partner. Well before Roe, Americans strongly opposed the kind of outright ban preferred by most in the antiabortion movement, and at various points in the past, that made partnering with the movement seem to be a political liability. Becoming a major player in the world of campaign finance could give ambivalent Republicans a reason to stick with the antiabortion movement.

Over time, in the lead-up to and aftermath of major decisions like Citizens United and SpeechNow, the campaign finance struggle served an additional aim: creating opportunities for outside spending groups, like nonprofits and super PACs. Of course, traditional party leaders could (and did) form their own such groups (Karl Rove, perhaps the ultimate establishment figure, created one of the most famous early super PACs). But it would be harder for the pro-electability party insiders to control outside spending groups. That might make it easier for conservative movements to have more of a say—and to save the next Pat Buchanan.

All of this did not solve the movement’s problems. A politician like Pat Buchanan might take the right positions on abortion, and might answer to grassroots conservatives. But there was a reason Republican leaders had not wanted to see someone like Buchanan at the top of the ticket: he would lose. To reverse Roe, then, the movement had to find a way to exercise power when its ultimate goal remained deeply unpopular.

Share this:

ELB Book Corner: Mary Zielger:  “A New Look at the Path to Dobbs”

I am pleased to welcome Mary Ziegler to the ELB Book Corner, author of the new book, Dollars for Life: The Anti-Abortion Movement and the Fall of the Republican Establishment (Yale, 2022). Here is the first of three posts:

Since the decision of Dobbs v. Jackson Women’s Health Organization, commentators have tried to explain how the conservative legal movement and antiabortion movement achieved such a tremendous victory—and in the face of consistent public support for abortion rights. In recent months, progressives have spotlighted the incremental litigation campaign developed by the antiabortion movement.

For the past fifty years, the antiabortion movement’s underlying goal remained sweeping: not just the reversal of Roe but the recognition of fetal personhood and the creation of a national ban on abortion. But the campaign to reverse Roe proceeded more gradually, centering on comparably modest restrictions and defending them as consistent with Roe. In this way, the movement sought to hollow Roe out and make it easier to overrule.

There is already parallel campaign to reverse Dobbs. Reproductive rights litigators are seeking limited victories in state court, focusing on state constitutional rights to avert death, for example, or access the procedure in cases of rape or incest. This campaign has already created an important platform for the stories of women and other pregnant people living in states where abortion is a crime. State supreme courts, even in conservative states, have recognized limited rights. Incrementalism, it seems, may be working.

As the current fight against Dobbs suggests, the history of the quest to reverse Roe has ongoing importance, and focusing on the antiabortion movement’s litigation strategy tells less than half the story. Abortion opponents developed this litigation strategy in the 1970s, and aligned with the Republican Party in the early 1980s, but neither strategy yielded much in the way of results until decades later. In truth, the reversal of Roe had as much to do with changes to the way Americans vote and spend in elections, as I argue in Dollars for Life, a book recently published by Yale University Press.

The book draws on extensive archival research, including exclusive access to the archive of James Bopp Jr., a prominent figure in struggles over campaign finance and abortion. The book began when I was working on a previous project and kept encountering material on campaign finance in the archives of antiabortion organizations. These finds did not at first make much sense: antiabortion groups had comparably fewer resources and did not stand to benefit more than most interest groups if more money was funneled into federal elections (if anything, groups supportive of abortion rights, like Planned Parenthood, have customarily outraised and spent their opponents on the right). There were obvious antiabortion figures in the history of campaign finance litigation: Senator James Buckley, the brother of the conservative commentator William F. Buckley, was not just a part of Buckley v. Valeo but also the champion of an antiabortion constitutional amendment. One of the Supreme Court’s early decisions on campaign finance and ideological nonprofits, Massachusetts Citizens for Life v. Federal Election Commission, involved part of the movement. But there seemed to be no reason that the antiabortion movement would take a deeper interest in money in politics.

The more deeply I researched, though, the clearer it became that many within the movement had come to realize that an incremental litigation campaign was not enough. Immediately after Roe, antiabortion lawyers had prioritized a constitutional amendment, and when that failed, even with a Republican in the White House and the GOP controlling both house of Congress, the movement developed a new focus: the reversal of Roe. Antiabortion lawyers worked to get Republicans elected, and to lobby the GOP to confirm judges who would reverse Roe. But in 1992, three Republican-nominated justices voted to save Roe in Planned Parenthood v. Casey. As the movement considered what had gone wrong, its leaders suggested that abortion opponents did not have enough influence in either the federal judiciary or the Republican Party. Whatever the solution was, movement leaders argued, would have to do with campaign finance.

Share this:

ELB Book Corner: Sam Issacharoff: “Faith in Democracy”

I am pleased to welcome Sam Issacharoff to ELB Book Corner, author of the new book, Democracy Unmoored. Here’s the final of four posts:

According to most recent OECD survey data, in only 16 countries did more than half of respondents report having confidence in their governments. Turkish and Russian respondents (pre-Ukranian invasion) responded more satisfactorily than their U.S. counterparts. Were it not for Germany, Switzerland, and the Nordic belt, the democratic world would lag the bastions of illiberalism. In short: in the race for the hearts and souls of their respective nations, the autocrats are winning. 

The question of how to restore citizen investment in the project of democracy is necessarily complicated.  Unfortunately, there is no three-point program that will run back the clock on disillusionment, especially across the many international manifestations of democratic erosion.  Moreover, many of the areas for needed reform run at cross-purposes.  Nonetheless it is possible to address the prospects for democratic revival, if only in the broadest strokes.

We can begin with the basic capacity of government to get things done, an underappreciated challenge to democracies.  The decades-long initiative to extend subway service on New York City’s east side – for a distance of less than two miles – exemplifies the challenges to state capability.  Similar examples abound, the Berlin or Heathrow airports come readily to mind.  These all point to diminished government ability to build and maintain its existing infrastructure, and the basic ability to address pressing social concerns. By contrast, the rightly heralded ability of Pennsylvania to restore the I-95 bridge corridor required the bypassing of mountains of bureaucratic encrustments and bizarre permitting and requisitioning processes, a one-off workaround indicating the need for major reforms.  Further, the relative early success of nations like China and Singapore in the COVID-19 pandemic illustrates that the advantage democracy holds in delivering social solutions to its populace is tentative at best. Wisely, the campaigns of President Biden in the United States and Chancellor Scholz in Germany were anchored by a promise to revitalize government capacity to provide for its citizenry.  Much rests on the ability to deliver on these commitments.

Improving state competency frequently pushes toward removing constraints on executive authority.  However, strongman government has been the hallmark of populists’ rise in power from the United States to Hungary. Even classically parliamentary countries like Britain and Canada have witnessed concentrations of power in the chief executive. This “winner takes all” structure of a plebiscitary-style claim to executive authority frequently enables breaking through weak institutional barriers to executive abuse. There are structural fixes through federalism, independent oversight, and an empowerment of the minority party that can all foster revitalization in the legislative branch, with different advantages and weaknesses that resonate with greater authority in a country-specific context.

Economic conditions are but one source of populist agitation, and not necessarily the driving part; reassertions of national sovereignty and pride – inflamed by xenophobic agitation – are never far from the center. This anger is particularly poignant around border policies, which fan the flames of economic anxiety in terms of the exodus of jobs and of migrants taking away desirable employment.  Whether well founded or not, the sense of being displaced in one’s own country registers powerfully in the electoral arena and is a matter not easily engaged by mainstream parties.   Immigration debates have been a flashpoint in the European Union, most recently sending the Dutch government into disarray. If immigration is in part a placeholder for anger around economic dislocation, then failing to address the issue meaningfully paves the terrain for populist challenges. So far, serious policy engagement with immigration has proved the third rail of American politics.

Perhaps the greatest challenge is envisioning what democratic politics will look like in the future.  The heyday of political parties was a time when those parties actually represented constituencies, and those were defined through private institutions such as unions, churches, civic associations, and other kinds of NGOs. The US is exceptional in that the populist challenge emerged from one one of the established parties rather than from an external challenge. The American circumstance will have its own peculiar resolution, but non-state civic institutions – the media, businesses and universities – have already demonstrated a willingness to step in and stabilize in the face of a populist president. How this translates going forward, and particularly as social media supplant organizations as sources of communal identity, remains the great uncertain area of democratic disruption.

Finally, in the words of John Adams, “there can be no Republican Government, nor any real Liberty … [without] Passion for the public good … in the Minds of the people.”  Democracy Unmoored ends with glimmers of renewed faith in the value of democracy.  Populists have not had an easy run at reelection, as evidenced by Bolsonaro in Brazil and of course Trump in the U.S.  In many countries, the reaction to the Russian invasion has rekindled the perceived importance of the democratic legacy and possibly some renewed faith in the very institutions populists had aimed to squander. Even in the utter tragedy of the war on Ukraine, perhaps there is hope.

Share this: